SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
C/O MILLENNIUM MANAGEMENT LLC |
666 FIFTH AVENUE, 8TH FLOOR |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Global Ship Lease, Inc.
[ GSL ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 10/29/2008
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Shares |
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1,941,018
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D
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Class A Common Shares |
10/29/2008 |
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S |
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11,166 |
D |
$3.14
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175,700 |
D |
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Class A Common Shares |
10/30/2008 |
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S |
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107,000 |
D |
$3.09
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68,700
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D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Warrant |
$6
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09/22/2008
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08/24/2010
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Class A Common Shares |
4,302,768
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4,302,768
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D
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1. Name and Address of Reporting Person*
C/O MILLENNIUM MANAGEMENT LLC |
666 FIFTH AVENUE, 8TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
MILLENNIUM INTERNATIONAL MANAGEMENT LP |
666 FIFTH AVENUE, 8TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O MILLENNIUM MANAGEMENT LLC |
666 FIFTH AVENUE, 8TH FLOOR |
(Street)
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1. Name and Address of Reporting Person*
666 FIFTH AVENUE, 8TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
666 FIFTH AVENUE, 8TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
666 FIFTH AVENUE, 8TH FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
C/O MILLENNIUM MANAGEMENT LLC |
666 FIFTH AVENUE, 8TH FLOOR |
(Street)
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Explanation of Responses: |
Remarks: |
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David Nolan, Co-President |
10/30/2008 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EXHIBIT 99 - JOINT FILER INFORMATION
Name: Cognizant Holdings, Ltd.
Address: c/o Millennium International Management LP
666 Fifth Avenue, 8th Floor
New York, NY 10103
Designated Filer: Millenco LLC
Issuer & Ticker Symbol: Global Ship Lease, Inc. (GSL)
Date of Event Requiring
Statement: 10/29/2008
Signature: COGNIZANT HOLDINGS, LTD.
BY: Millennium International Management LP,
as investment manager
By: /s/ David Nolan
------------------------------------
Name: David Nolan
Title: Co-President
Name: Integrated Holding Group LP
Address: c/o Millennium Management LLC
666 Fifth Avenue, 8th Floor
New York, NY 10103
Designated Filer: Millenco LLC
Issuer & Ticker Symbol: Global Ship Lease, Inc. (GSL)
Date of Event Requiring
Statement: 10/29/2008
Signature: INTEGRATED HOLDING GROUP LP
BY: Millennium Management LLC,
its general partner
By: /s/ David Nolan
------------------------------------
Name: David Nolan
Title: Co-President
Name: Millennium International Management LP
Address: 666 Fifth Avenue, 8th Floor
New York, NY 10103
Designated Filer: Millenco LLC
Issuer & Ticker Symbol: Global Ship Lease, Inc. (GSL)
Date of Event Requiring
Statement: 10/29/2008
Signature: MILLENNIUM INTERNATIONAL MANAGEMENT LP
By: /s/ David Nolan
------------------------------------
Name: David Nolan
Title: Co-President
Name: Millennium International Management GP LLC
Address: 666 Fifth Avenue, 8th Floor
New York, NY 10103
Designated Filer: Millenco LLC
Issuer & Ticker Symbol: Global Ship Lease, Inc. (GSL)
Date of Event Requiring
Statement: 10/29/2008
Signature: MILLENNIUM INTERNATIONAL MANAGEMENT GP LLC
By: /s/ David Nolan
------------------------------------
Name: David Nolan
Title: Executive Vice President
Name: Millennium Management LLC
Address: 666 Fifth Avenue, 8th Floor
New York, NY 10103
Designated Filer: Millenco LLC
Issuer & Ticker Symbol: Global Ship Lease, Inc. (GSL)
Date of Event Requiring
Statement: 10/29/2008
Signature: MILLENNIUM MANAGEMENT LLC
By: /s/ David Nolan
------------------------------------
Name: David Nolan
Title: Co-President
Name: Israel A. Englander
Address: c/o Millennium Management LLC
666 Fifth Avenue, 8th Floor
New York, NY 10103
Designated Filer: Millenco LLC
Issuer & Ticker Symbol: Global Ship Lease, Inc. (GSL)
Date of Event Requiring
Statement: 10/29/2008
Signature: /s/ Israel A. Englander by David Nolan
pursuant to a Power of Attorney
filed with the SEC on June 6, 2005
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Israel A. Englander